RP
Robert B. Plybon
M HOLDINGS SECURITIES
GREENSBORO, NC 27405
Some features on this profile are disabled
CRD#: 364761
RP
Professional summary
Robert Bruce Plybon is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Greensboro, North Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Robert has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) EAST CAROLINA UNIVERSITY; GREENVILLE, NC; 7/1/2013; BOARD OF TRUSTEES; SET POLICIES FOR THE UNIVERSITY - CHAIR FACILITIES AND FINANCE COMMITTEE; NOT INVEST RELATED; FUND RAISING FOR UNIVERSITY, ANOTHER MEMBER OF THE BOARD IS REGISTERED; 8 HOURS/MONTH, 8 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (2) AIRPORT CENTER PROPERTIES, LLC; 6518 AIRPORT CENTER DRIVE, SUITE 203, GREENSBORO, NC 27409; 01/2004; MANAGER; 1/3 OWNERSHIP IN OFFICE BUILDING WITH OTHER TENANTS; NOT INVESTMENT RELATED; 0 HOURS/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (3) PLYBON & ASSOCIATES; 6518 AIRPORT CENTER DRIVE SUITE 101, GREENSBORO, NC 27409; 03/1972; CEO; INSURANCE AND BENEFIT PLANS; INVESTMENT RELATED; 80 HOURS/MONTH; 80 HOURS/MONTH DURING BUSINESS HOURS; EXPENSE REIMBURSEMENT, OWNERSHIP, PROFITS, COMMISSIONS, WAGES/SALARY/TIPS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Bruce Plybon's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Bruce Plybon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2004 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1250 Revolution Mill Drive Suite 150, Greensboro, NC 27405RIA
BD
CRD#: 43285
GREENSBORO, NC
Current
May 28, 2004 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1250 Revolution Mill Drive Suite 150, Greensboro, NC 27405RIA
BD
CRD#: 43285
GREENSBORO, NC
Past
August 21, 2001 - June 3, 2004
WS GRIFFITH SECURITIES, INC.
RIA
CRD#: 10410
GREENSBORO, NC
Past
July 13, 1982 - June 3, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
January 21, 1974 - October 19, 1992
HOME LIFE INSURANCE COMPANY
BD
CRD#: 4184
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/28/2004)
RR
North Carolina(5/28/2004)
IAR
North Carolina(9/17/2004)
RR
Oregon(10/29/2010)
RR
South Carolina(5/28/2004)
RR
Virginia(5/28/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 1/16/1974
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
M HOLDINGS SECURITIES, INC.
CRD#: 43285Greensboro, NC 27405TRUST BUT VERIFY
Monitor Robert Plybon
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
