Mary E. Rhode
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Edwina Rhode, who also goes by Marylou Edwina Pizzalato, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1973. Mary had worked at 16 firms and has passed the Series 63, SIE, Series 55, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2006 - July 2, 2019
EDWARD JONES
July 19, 2006 - September 26, 2006
CHASE INVESTMENT SERVICES CORP.
October 31, 2005 - May 15, 2006
OSAIC SERVICES, INC.
April 20, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
January 27, 2004 - April 1, 2005
TCF INVESTMENTS, INC.
June 27, 2002 - February 2, 2004
CETERA INVESTMENT SERVICES LLC
February 9, 2000 - March 1, 2002
STOCKWALK.COM, INC.
January 11, 1995 - February 1, 2000
STARFN
September 9, 1994 - December 31, 1994
SMITH, BENTON & HUGHES, INC.
December 24, 1991 - February 15, 1994
STARFN
September 1, 1988 - December 1, 1990
MARQUETTE FINANCIAL GROUP, INC.
November 14, 1986 - September 27, 1988
ZIEGLER THRIFT TRADING, INC.
March 20, 1985 - April 1, 1986
DEUTSCHE IXE, LLC
February 2, 1977 - November 3, 1983
HANIFEN, IMHOFF INC.
February 3, 1975 - September 30, 1976
PITTMAN & COMPANY, INCORPORATED
December 11, 1974 - March 3, 1975
BIRKENMAYER INVESTMENTS, LTD.
December 19, 1973 - January 2, 1975
BARTON AND COMPANY INCORPORATED
Primary Firm SEC Registration
EDWARD JONES
CRD#: 250 / SEC#: 801-3297, 8-759
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/2/2001
Limited Representative-Equity Trader ExamSeries 1
Date: 12/14/1973
Registered Representative ExaminationCurrent Firm
EDWARD JONES
CRD#: 250 / SEC#: 801-3297, 8-759
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JONES FINANCIAL COMPANIES, L.L.L.P. | LIMITED PARTNER | |
| CHUBAK, DAVID | HEAD OF WEALTH MANAGEMENT & FIELD MANAGEMENT | 3254042 |
| EDJ HOLDING COMPANY, INC. | GENERAL PARTNER | |
| GREGO, JENNIFER A | CHIEF COMPLIANCE OFFICER - BROKER/DEALER | 4928947 |
| GUMBS, KEIR DEVON | CHIEF LEGAL OFFICER | 7815615 |
| GUNN, DAVID ALEXANDER | HEAD OF U.S. BUSINESS UNIT | 6150579 |
| JOHNSON, KRISTIN MICHELE | CHIEF OPERATING OFFICER | 2662524 |
| KLOCKE, JOSEPH LAWRENCE | CO-HEAD OF SUPERVISION | 2792068 |
| MIEDLER, ANDREW TIMOTHY | CHIEF FINANCIAL OFFICER | 4620055 |
| O'HANLON, ELIZABETH E | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR | 5834716 |
| PENNINGTON, PENELOPE | CHIEF EXECUTIVE OFFICER | 4037237 |
| PURDY, TODD JUDSON | HEAD OF OPERATIONS | 5623190 |
| WHALLEY, CASEY JOHN | CO-HEAD OF SUPERVISION | 4305865 |
Regulatory assets under management
| Total Number of Accounts | 5,086,856 |
| AUM (Assets Under Management) | $ 824,988,034,503 |
Disclosures
| Regulatory Event | 157 |
| Civil Event | 2 |
| Arbitration | 150 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 10/24/2024 | ||
| 09/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
