Timothy L. Burns
Professional summary
Timothy Lee Burns, who also goes by Timothy H Burns, is a registered financial professional currently at R.W.PRESSPRICH & CO. located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1970. Timothy has worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, Series 52TO, SIE, Series 000, Series 1, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Lee Burns's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 1990 - Present
R.W.PRESSPRICH & CO.
Office #1: 445 Park Avenue Suite 16d, New York, NY 10022Office #2: 445 Park Avenue Suite 16d, New York, NY 10022January 31, 1980 - December 10, 1983
UBS FINANCIAL SERVICES INC.
January 30, 1978 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
February 27, 1976 - February 5, 1978
KUHN LOEB & CO. INCORPORATED
September 17, 1973 - January 30, 1976
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
April 23, 1971 - September 15, 1973
LEHMAN BROTHERS INCORPORATED
April 20, 1970 - October 17, 1989
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2022)
(10/26/1992)
(10/3/2022)
(6/5/2024)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 000
Date: 4/20/1970
General Securities Principal ExaminationSeries 1
Date: 4/20/1970
Registered Representative ExaminationFINRA
Current Firm
R.W.PRESSPRICH & CO.
CRD#: 26460 / SEC#: , 8-42547
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAPPA, EDWARD JOSEPH | CHAIRMAN (04/2009) AND CHIEF EXECUTIVE OFFICER (04/1990) | 371101 |
| CALVO, JOSEPH ANTHONY JR | DIRECTOR (01/2006), SENIOR MANAGING DIRECTOR (10/2018), PRESIDENT (04/2009) AND CHIEF OPERATING OFFICER (04/2009) | 1391692 |
| CARROLL, JOHN EDWARD III | DIRECTOR (06/2009), SENIOR MANAGING DIRECTOR (10/2018) AND CHIEF ADMINISTRATIVE OFFICER (10/2021) | 2134481 |
| CAUMARTIN, RENAUD PHILIPPE | SENIOR MANAGING DIRECTOR | 3266876 |
| MILSTEIN, LAWRENCE JOSHUA | DIRECTOR (06/2009) AND SENIOR MANAGING DIRECTOR (10/2018) | 2279858 |
| BURNS, TIMOTHY LEE | SENIOR MANAGING DIRECTOR (10/2018), DIRECTOR, AND, CCO (07/2022) | 36429 |
| CHEN, WAYNE H | FINOP | 4779449 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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