Edwin J. Pittock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Joseph Pittock, who also goes by Ed Pittock, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1967. Edwin had worked at 6 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1993 - May 3, 1994
TRUSTAMERICA SECURITIES COMPANY
August 14, 1986 - September 8, 1993
ALPINE BROKER SERVICES CORP.
December 13, 1974 - November 22, 1991
AMERICAN FRONTEER FINANCIAL CORPORATION
November 5, 1974 - December 13, 1974
FORREST M CARHARTT INVESTMENTS
December 15, 1972 - January 9, 1975
BARTON AND COMPANY INCORPORATED
July 7, 1967 - December 16, 1972
BOSWORTH SULLIVAN & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/6/1967
Registered Representative ExaminationSeries 00
Date: 3/9/1973
General Securities Principal ExaminationCurrent Firm
TRUSTAMERICA SECURITIES COMPANY
CRD#: 16436 / SEC#: , 8-33946
Contact information
Documents
Red Flags
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