James D. Pittman
Professional summary
James Douglas Pittman, who also goes by Jim Pittman, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Portland, Oregon.
James is registered as a RR (Registered Representative) and started their career in finance in 1972. James has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Douglas Pittman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2024 - Present
VALMARK SECURITIES, INC.
July 30, 2012 - October 17, 2024
M HOLDINGS SECURITIES, INC.
June 2, 1986 - August 1, 2012
MML INVESTORS SERVICES, LLC
September 5, 1984 - March 27, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
March 3, 1983 - September 20, 1984
MML INVESTORS SERVICES, LLC
March 1, 1972 - September 20, 1984
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2024)
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Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/25/1972
Registered Representative ExaminationFINRA
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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