Michael Andrew Pitt
Professional Summary
Michael Andrew Pitt was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1974 - 2017. Michael had worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 41, PC, Series 000, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
52 years in the financial services industry
Current & Past Employments
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Current Firm
DOLPHIN POINT CAPITAL | MP CAPITAL PARTNERS | DOLPHIN POINT CAPITAL, LLC
Contact Information
Main Address
4337 Fairview Ave, Downers Grove, IL 60515Phone Number
(312) 286-7956# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
13AUM (Assets Under Management)
$4,492,859Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 41 — NYSE Allied Member Examination
Passed Jun 1983PC — AMEX Put and Call Exam
Passed Mar 1978Series 000 — General Securities Principal Examination
Passed Jun 1974Series 1 — Registered Representative Examination
Passed Jun 1974Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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