Brian D. Pitcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian D Pitcher was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1970. Brian had worked at 6 firms and has passed the Series 63, Series 1, Series 27, Series 4, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 1980 - July 23, 1988
DOLAN & PITCHER, INC.
April 6, 1976 - December 11, 1977
GIBRALTAR SECURITIES CO.
April 20, 1972 - December 13, 1972
LOEB RHOADES & CO
October 11, 1971 - May 1, 1972
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 11, 1971 - May 1, 1972
OSAIC FA, INC.
June 16, 1970 - January 15, 1971
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/21/1966
Registered Representative ExaminationSeries 40
Date: 2/14/1969
Registered Principal ExaminationCurrent Firm
DOLAN & PITCHER, INC.
CRD#: 7657 / SEC#: , 8-22400
Contact information
Documents
Red Flags
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