Evelyn R. Pinkus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evelyn Reba Pinkus was a registered financial professional .
Evelyn is a previously registered financial professional and started their career in finance in 1970. Evelyn had worked at 9 firms and has passed the Series 63, Series 7, Series 1, Series 53, Series 27, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 1990 - June 14, 1990
MSI FINANCIAL SERVICES, INC.
March 21, 1989 - April 27, 1990
RICHMOND SECURITIES COMPANY
July 19, 1988 - October 24, 1988
R.C. WILLIAMS CAPITAL & SECURITIES CORP.
February 9, 1987 - October 26, 1987
DOMIK CORP.
December 12, 1985 - April 25, 1990
UR FINANCIAL, INC.
October 28, 1980 - November 9, 1982
MORGAN STANLEY DW INC.
November 14, 1974 - January 26, 1979
INDEPENDENT FINANCIAL PLANNERS CORPORATION
May 16, 1972 - December 29, 1972
MANAGED SECURITIES, INC.
April 28, 1970 - May 16, 1971
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/18/1970
Registered Representative ExaminationSeries 8
Date: 6/20/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
