Stanley M. Pillman

ADDISON ASSET MANAGEMENT

Chicago, IL

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CRD#: 363658

Professional summary

Stanley Martin Pillman JR, who also goes by Stan Pillman, Stanley Martin Pillman, is a registered financial advisor currently at ADDISON ASSET MANAGEMENT, LLC located in Chicago, Illinois.

Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Stanley has worked at 16 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stan Pillman | Stanley Martin Pillman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Martin Pillman JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2010 - Present

ADDISON ASSET MANAGEMENT, LLC

RIA

CRD#: 153485

Chicago, IL

Past

April 19, 2010 - December 31, 2010

ADDISON ASSET MANAGEMENT, LLC

RIA

CRD#: 153485

CHICAGO, IL

Past

January 5, 2004 - April 22, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHICAGO, IL

Past

January 5, 2004 - April 22, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHICAGO, IL

Past

April 15, 2003 - January 5, 2004

OPPENHEIMER ASSET MANAGEMENT

RIA

CRD#: 105559

NEW YORK, NY

Past

January 3, 2003 - April 15, 2003

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

CHICAGO, IL

Past

January 3, 2003 - January 5, 2004

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

December 7, 1998 - January 3, 2003

CIBC WORLD MARKETS CORP.

RIA

CRD#: 630

CHICAGO, IL

Past

November 21, 1998 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

September 1, 1997 - November 10, 1998

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

August 23, 1994 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

December 10, 1993 - June 2, 1994

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

November 12, 1990 - January 1, 1994

MESIROW INVESTMENT SERVICES, INC.

CRD#: 15113

Past

January 3, 1989 - September 25, 1990

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

March 7, 1987 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

March 4, 1986 - December 19, 1986

MUTUAL SERVICE CORPORATION

CRD#: 4806

Past

August 22, 1984 - May 19, 1986

CBL EQUITIES, INC.

CRD#: 13999

Past

June 18, 1982 - December 23, 1985

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

Past

September 6, 1979 - February 28, 1984

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY

CRD#: 647

Past

July 17, 1972 - December 10, 1975

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/19/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/16/1991

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 7/12/1972

Registered Representative Examination

Current Firm

ADDISON ASSET MANAGEMENT, LLC

CRD#: 153485 / SEC#: 801-71291

RIA

Registered Investment Advisory firm - (7/15/2011 Terminated)

Illinois

Registered Investment Advisory firm - (7/12/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Chicago, IL

Mailing Address

Phone number

(312) 848-9707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 6,102,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stanley M. Pillman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Martin Pillman JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADDISON ASSET MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

OPPENHEIMER ASSET MANAGEMENT

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

CIBC WORLD MARKETS CORP.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

MESIROW FINANCIAL, INC.

MESIROW INVESTMENT SERVICES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

LINCOLN NATIONAL PENSION INSURANCE COMPANY

MUTUAL SERVICE CORPORATION

CBL EQUITIES, INC.

OGILVIE SECURITY ADVISORS CORPORATION

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/1995

Series 63

Date: 12/3/1991

Series 7

Date: 10/16/1991

Series 1

Date: 7/12/1972

Current Firm

ADDISON ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADDISON ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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