Bernard P. Pillion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Paul Pillion Jr was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1970. Bernard had worked at 8 firms and has passed the Series 63, Series 62, Series 6TO, Series 7TO, Series 22TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2020 - December 1, 2025
THE LEADERS GROUP, INC.
January 25, 2017 - December 31, 2018
THE LEADERS GROUP, INC.
July 2, 2012 - December 31, 2016
FIRST HEARTLAND CAPITAL, INC.
January 6, 2005 - December 31, 2006
MUTUAL SERVICE CORPORATION
January 3, 2005 - May 4, 2012
PACIFIC SELECT DISTRIBUTORS, LLC
November 20, 1992 - December 31, 2004
MUTUAL SERVICE CORPORATION
November 7, 1985 - February 28, 1991
VERAVEST INVESTMENTS, INC.
March 31, 1982 - April 8, 1985
LINCOLN NATIONAL PENSION INSURANCE COMPANY
December 18, 1970 - April 8, 1985
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 18, 1970 - April 8, 1985
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 12/14/1970
Registered Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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