John R. Piersall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ray Piersall was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1972. John had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2010 - August 3, 2015
JHS CAPITAL ADVISORS, LLC
February 18, 2005 - March 30, 2010
GUNNALLEN FINANCIAL, INC
December 10, 2001 - February 22, 2005
FIRST SECURITY INVESTMENTS, INC.
April 9, 1999 - November 27, 2001
HAGAR FINANCIAL CORP.
December 15, 1997 - April 1, 1999
THE CONCORD EQUITY GROUP, LLC
August 23, 1989 - December 18, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 23, 1989 - December 18, 1997
OSAIC FA, INC.
April 22, 1983 - August 12, 1989
ZAHORIK COMPANY, INC.
October 14, 1982 - December 20, 1989
AMERICAN UNITED LIFE INSURANCE COMPANY
February 11, 1982 - January 11, 1983
PROVIDENT MARKETING CORPORATION
April 10, 1981 - October 4, 1982
HIMCO DISTRIBUTION SERVICES COMPANY
April 14, 1978 - November 24, 1982
ILG SECURITIES CORPORATION
October 19, 1972 - April 30, 1980
ZAHORIK COMPANY, INC.
March 24, 1972 - November 24, 1972
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/18/1972
Registered Representative ExaminationCurrent Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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