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GP

Garry G. Pierce

Some features on this profile are disabled
CRD#: 363245
GP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Garry George Pierce was a registered financial professional .

Garry is a previously registered financial professional and started their career in finance in 1982. Garry had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 1, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 9, 1998 - November 14, 2001

HUNTINGDON SECURITIES CORPORATION

BD
CRD#: 16497
MINOT, ND
Past

April 9, 1997 - November 3, 2025

GREAT PLAINS FINANCIAL SERVICES, LLP

BD
CRD#: 42141
BISMARCK, ND
Past

January 23, 1995 - April 16, 1997

VARIABLE ASSET STRATEGIES, INC.

BD
CRD#: 37027
GREENWOOD VILLAGE, CO
Past

June 25, 1986 - November 7, 1986

CENTURY 21 SECURITIES CORPORATION

BD
CRD#: 13090
Past

April 7, 1982 - July 11, 1986

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/10/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/9/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 5/12/1970
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/6/1995
General Securities Principal Examination

Current Firm

HS
HUNTINGDON SECURITIES CORPORATION
HASTINGS SECURITIES, INC. | HUNTINGDON SECURITIES, CORPORATION | HUNTINGDON SECURITIES CORPORATION | HUNTINGDON (HSC) FINANCIAL SERVICES

CRD#: 16497 / SEC#: , 8-34058

BD
Terminated by SEC on 10/30/2004
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Contact information

Main Address
Mailing Address
Phone number
Established
Tennessee since 04/02/1985
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DOMRES, ROGER WILLIAMPRESIDENT/CEO/DIRECTOR/OPS PRIN/GEN SEC PRIN2190341

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUNTINGDON SECURITIES CORPORATION

CRD#: 16497

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