William E. Pickard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Earl Pickard was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1969. William had worked at 4 firms and has passed the Series 63, Series 22, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 1982 - January 26, 1982
WINDSOR REYNOLDS SECURITIES, INC.
March 9, 1981 - January 14, 1982
AMERICAN PACIFIC SECURITIES CORPORATION
March 10, 1972 - April 17, 1975
DAVIS SECURITIES CORPORATION
November 11, 1969 - July 18, 1973
REEF SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/5/1968
Registered Representative ExaminationSeries 00
Date: 10/4/1969
General Securities Principal ExaminationCurrent Firm
WINDSOR REYNOLDS SECURITIES, INC.
CRD#: 6456 / SEC#: , 8-17379
Contact information
Documents
Red Flags
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