Joseph A. Pick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Abraham Pick, who also goes by Abraham Joseph Pick, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1970. Joseph had worked at 3 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 1982 - August 18, 1987
FIRST NATIONAL SECURITITES CORPORATION
May 30, 1974 - November 21, 1977
MULTI-VEST SECURITIES, INC.
August 25, 1970 - June 15, 1974
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 2/22/1968
Registered Representative ExaminationCurrent Firm
FIRST NATIONAL SECURITITES CORPORATION
CRD#: 10450 / SEC#: , 8-27563
Contact information
Documents
Red Flags
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