Edward E. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Elliott Burns JR, who also goes by Edward Eliot Burns Jr, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1981. Edward had worked at 5 firms and has passed the Series 65, Series 63, Series 15, Series 1, Series 4, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1997 - June 15, 2000
DB ALEX. BROWN LLC
September 25, 1995 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
June 2, 1993 - September 7, 1995
STOVER HALEY BURNS, INC.
November 21, 1983 - June 2, 1993
NOYES PARTNERS INCORPORATED
October 13, 1981 - July 27, 1983
MELHADO, FLYNN & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 4/10/1985
Foreign Currency Options ExaminationSeries 1
Date: 11/1/1962
Registered Representative ExaminationSeries 40
Date: 1/16/1970
Registered Principal ExaminationCurrent Firm
DB ALEX. BROWN LLC
CRD#: 17790 / SEC#: , 8-35766
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | MEMBER | 2525 |
| BURGESS, ROBERT WILLIAM JR | MANAGER | 1665805 |
| CONNELLY, JOSEPH MICHAEL JR | MANAGER, CHIEF OPERATIONS OFFICER | 2010897 |
| DEBALMANN, YVES CHRISTIAN | MANAGER, CO-CHIEF EXECUTIVE OFFICER | 1675429 |
| GRISWOLD, BENJAMIN HOWELL IV | MANAGER, SENIOR CHAIRMAN | 230465 |
| JUSTINI, PETER THOMAS | CHIEF FINANCIAL OFFICER/ FINOP | 2097898 |
| KILEY, CHARLES F | MANAGER | 1918304 |
| LAIA, CHRISTOPHER PHILIP | CHIEF COMPLIANCE OFFICER | 2837101 |
| MASON, ALEXANDER TAYLOR | MANAGER | 1960682 |
| ROSS, JOHN ALAN | MANAGER | 1761238 |
| SCHWEIZER, THOMAS S JR | MANAGER | 416657 |
| SHATTUCK, MAYO A III | MANAGER, CO-CHIEF EXECUTIVE OFFICER | 1464321 |
| VIRTUE, JAMES EDWARD | MANAGER, PRESIDENT | 1236163 |
Disclosures
| Regulatory Event | 27 |
| Civil Event | 1 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
