Joel J. Phillippi
Professional summary
Joel James Phillippi is a registered financial advisor currently at VALLEY VIEW MANAGEMENT CO., LLC located in Eden Prairie, Minnesota.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Joel has worked at 10 firms and has passed the Series 65, Series 63, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joel James Phillippi's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2004 - Present
VALLEY VIEW MANAGEMENT CO., LLC
Office #1: 9975 Valley View Road, Eden Prairie, MN 55344June 13, 1996 - January 12, 2005
WALNUT STREET SECURITIES, INC.
March 31, 1988 - June 13, 1996
JOHN G. KINNARD AND COMPANY, INCORPORATED
August 7, 1986 - April 12, 1988
MILLER JOHNSON STEICHEN KINNARD, INC.
August 9, 1983 - December 7, 1987
BASIC SECURITIES INVESTMENT COMPANY
January 26, 1983 - July 29, 1983
WOODBURY FINANCIAL SERVICES, INC.
October 4, 1973 - June 19, 1974
GOICK, DEIGHTON & CO., INC.
March 29, 1973 - May 30, 1973
BUSH AND COMPANY INCORPORATED
June 27, 1972 - April 11, 1983
THE GREAT-WEST LIFE ASSURANCE COMPANY
May 26, 1970 - April 3, 1972
WESTERN FUNDING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/21/2014)
(4/11/2005)
Exams
Series 1
Date: 5/19/1970
Registered Representative ExaminationCurrent Firm
VALLEY VIEW MANAGEMENT CO., LLC
CRD#: 125556 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 17,636,666 |
Red Flags
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