Ronald D. Philgreen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald David Philgreen, who also goes by Ron Philgreen, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1973. Ronald had worked at 13 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2017 - February 10, 2023
RDA FINANCIAL NETWORK
May 2, 2005 - August 24, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 2, 2005 - August 24, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 22, 2005 - December 31, 2005
THE CHARITABLE PLANNING INSTITUTE, INC.
April 22, 2005 - February 5, 2014
THE CHARITABLE PLANNING INSTITUTE, INC.
July 2, 2002 - May 9, 2005
MML INVESTORS SERVICES, LLC
July 2, 2002 - May 9, 2005
MML INVESTORS SERVICES, LLC
April 30, 1996 - July 2, 2002
FSC SECURITIES CORPORATION
April 20, 1995 - July 2, 2002
FSC SECURITIES CORPORATION
December 23, 1992 - April 19, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 7, 1992 - May 2, 1995
NEW ENGLAND SECURITIES
July 23, 1986 - December 16, 1991
NEW ENGLAND SECURITIES
February 19, 1986 - May 5, 1986
CINCINNATI ANALYSTS, INC.
February 14, 1983 - March 3, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
May 1, 1975 - February 4, 1983
WZW FINANCIAL SERVICES, INC.
April 23, 1974 - March 11, 1986
HOME LIFE INSURANCE COMPANY
June 1, 1973 - May 25, 1975
PROFESSIONAL INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
RDA FINANCIAL NETWORK
CRD#: 147309 / SEC#: 801-69651
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/25/1973
Registered Representative ExaminationCurrent Firm
RDA FINANCIAL NETWORK
CRD#: 147309 / SEC#: 801-69651
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,347 |
| AUM (Assets Under Management) | $ 578,744,853 |
Red Flags
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