Jamie A. Piland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jamie Ann Piland, who also goes by Jamie Ann Petter, Jamie A Piland, Jamie Ann Walner, was a registered financial professional .
Jamie is a previously registered financial professional and started their career in finance in 1972. Jamie had worked at 6 firms and has passed the SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2011 - March 23, 2016
THE FIG GROUP, LLC
August 29, 2006 - October 19, 2010
WFG INVESTMENTS, INC.
June 4, 1999 - December 21, 2005
RBC CAPITAL MARKETS, LLC
September 14, 1979 - June 7, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 1976 - September 14, 1978
WHITE, WELD & CO. INCORPORATED
February 2, 1972 - September 26, 1976
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/30/1979
AMEX Put and Call ExamSeries 1
Date: 1/25/1972
Registered Representative ExaminationCurrent Firm
THE FIG GROUP, LLC
CRD#: 133558 / SEC#: , 8-66733
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
