RP
Richard L. Peterbok
INTERACTIVE FINANCIAL ADVISORS
Chicago, IL 60611
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CRD#: 360944
RP
Professional summary
Richard Lee Peterbok, who also goes by Rick Peterbok, is a registered financial advisor currently at INTERACTIVE FINANCIAL ADVISORS located in Chicago, Illinois.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. Richard has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Peterbok
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF BUSINESS: INTERACTIVE FINANCIAL ADVISORS; NATURE OF BUSINESS: INVESTMENT ADVISORY SERVICES; LOCATION: 625 N. MICHIGAN AVE, SUITE 1710, CHICAGO, IL 60611; TITLE: PRESIDENT; START DATE: 01/2003; APPROXIMATE NUMBER OF HOURS PER MONTH: 200; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 8
2) NAME OF BUSINESS: ORGANIZAMERICA; NATURE OF BUSINESS: INFORMATION SERVICES COMPANY; LOCATION: 625 N. MICHIGAN AVE, SUITE 1710, CHICAGO, IL 60611; TITLE: VICE-PRESIDENT; START DATE: 1/1980; APPROXIMATE NUMBER OF HOURS PER MONTH: 1; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0
3) NAME OF BUSINESS: UNIFINANCIAL CORPORATION; NATURE OF BUSINESS: INSURANCE FINANCIAL SERVICES COMPANY; LOCATION: 625 N. MICHIGAN AVE, SUITE 1710, CHICAGO, IL 60611; TITLE: PRESIDENT; START DATE: 1976; APPROXIMATE NUMBER OF HOURS PER MONTH: 2; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Richard Lee Peterbok's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2003 - Present
INTERACTIVE FINANCIAL ADVISORS
Office #1: 625 N Michigan Ave #1710, Chicago, IL 60611RIA
CRD#: 125117
Chicago, IL
Past
April 20, 2016 - July 30, 2020
BROOKLIGHT PLACE SECURITIES, INC.
BD
CRD#: 15764
FOUNTAIN HILLS, AZ
Past
May 3, 2013 - December 31, 2015
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
OAK BROOK, IL
Past
June 12, 2006 - December 31, 2011
GWN SECURITIES INC.
RIA
CRD#: 128929
OAKBROOK, IL
Past
June 12, 2006 - December 31, 2011
GWN SECURITIES INC.
BD
CRD#: 128929
OAKBROOK, IL
Past
February 15, 2005 - May 19, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
OAKBROOK, IL
Past
January 4, 2005 - March 9, 2005
PMG ASSET MANAGEMENT INC
RIA
CRD#: 110825
JOLIET, IL
Past
May 6, 2003 - December 31, 2004
PMG SECURITIES CORPORATION
RIA
CRD#: 27107
JOLIET, IL
Past
April 16, 2002 - February 15, 2005
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
April 5, 1991 - April 16, 2002
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
BOSTON, MA
Past
March 3, 1986 - May 3, 1991
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
November 27, 1984 - September 3, 1985
PIM FINANCIAL SERVICES, INC.
BD
CRD#: 10547
Past
July 21, 1978 - December 12, 1984
SFC EQUITIES INC.
BD
CRD#: 5857
Past
June 25, 1974 - October 28, 1976
ALL AMERICAN MANAGEMENT CORPORATION
BD
CRD#: 21
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTERACTIVE FINANCIAL ADVISORS
INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.
CRD#: 125117 / SEC#: 801-63771
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)Arizona
Registered Investment Advisory firm - (1/4/2005 Terminated)California
Registered Investment Advisory firm - (1/4/2005 Terminated)Colorado
Registered Investment Advisory firm - (2/3/2005 Terminated)Florida
Registered Investment Advisory firm - (1/4/2005 Terminated)Georgia
Registered Investment Advisory firm - (1/4/2005 Terminated)Illinois
Registered Investment Advisory firm - (1/4/2005 Terminated)North Carolina
Registered Investment Advisory firm - (1/4/2005 Terminated)Tennessee
Registered Investment Advisory firm - (2/3/2005 Terminated)Texas
Registered Investment Advisory firm - (1/4/2005 Terminated)Virginia
Registered Investment Advisory firm - (1/4/2005 Terminated)Wisconsin
Registered Investment Advisory firm - (1/5/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(2/26/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/21/1974
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
IF
INTERACTIVE FINANCIAL ADVISORS
INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.
CRD#: 125117 / SEC#: 801-63771
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)Arizona
Registered Investment Advisory firm - (1/4/2005 Terminated)California
Registered Investment Advisory firm - (1/4/2005 Terminated)Colorado
Registered Investment Advisory firm - (2/3/2005 Terminated)Florida
Registered Investment Advisory firm - (1/4/2005 Terminated)Georgia
Registered Investment Advisory firm - (1/4/2005 Terminated)Illinois
Registered Investment Advisory firm - (1/4/2005 Terminated)North Carolina
Registered Investment Advisory firm - (1/4/2005 Terminated)Tennessee
Registered Investment Advisory firm - (2/3/2005 Terminated)Texas
Registered Investment Advisory firm - (1/4/2005 Terminated)Virginia
Registered Investment Advisory firm - (1/4/2005 Terminated)Wisconsin
Registered Investment Advisory firm - (1/5/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Batson Ct. Suite 104, New Lenox, IL 60451
Mailing Address
Phone number
(630) 472-1300
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,858 |
| AUM (Assets Under Management) | $ 337,782,613 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
