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JP

James J. Person

SYNERGY FINANCIAL PARTNERS
DENVER, CO 80209
Some features on this profile are disabled
CRD#: 360816
JP

Professional summary

James Jay Person is a registered financial advisor currently at SYNERGY FINANCIAL PARTNERS, LLC located in Denver, Colorado and LPL FINANCIAL LLC located in Denver, Colorado.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. James has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Jay Person's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 7, 2019 - Present

SYNERGY FINANCIAL PARTNERS, LLC

Office #1: 3773 Cherry Creek North Drive Suite 780, Denver, CO 80209
RIA
CRD#: 305287
DENVER, CO
Current

February 14, 2018 - Present

LPL FINANCIAL LLC

Office #1: 3773 Cherry Creek North Drive Suite 780, Denver, CO 80209
RIA
BD
CRD#: 6413
Denver, CO
Past

February 14, 2018 - November 26, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
DENVER, CO
Past

February 17, 2009 - February 14, 2018

SII INVESTMENTS, INC.

RIA
CRD#: 2225
DENVER, CO
Past

February 17, 2009 - February 14, 2018

SII INVESTMENTS, INC.

BD
CRD#: 2225
DENVER, CO
Past

August 1, 2007 - February 23, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
DENVER, CO
Past

August 1, 2007 - February 23, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
DENVER, CO
Past

February 3, 2004 - August 1, 2007

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
DENVER, CO
Past

February 3, 2004 - August 1, 2007

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
DENVER, CO
Past

January 1, 1999 - February 3, 2004

NEW ENGLAND SECURITIES

RIA
CRD#: 615
DENVER, CO
Past

September 28, 1990 - February 3, 2004

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

November 14, 1972 - October 10, 1990

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

November 14, 1972 - January 25, 1991

ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 43
WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SYNERGY FINANCIAL PARTNERS, LLC
SYNERGY FINANCIAL PARTNERS, LLC

CRD#: 305287 / SEC#: 801-117436

RIA
Registered Investment Advisory firm - (10/4/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/3/2025)
RR
Colorado
(2/14/2018)
IAR
Colorado
(10/7/2019)
RR
Nebraska
(1/6/2025)
RR
New Mexico
(1/21/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/23/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/18/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 11/8/1972
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/23/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SYNERGY FINANCIAL PARTNERS, LLC
SYNERGY FINANCIAL PARTNERS, LLC

CRD#: 305287 / SEC#: 801-117436

RIA
Registered Investment Advisory firm - (10/4/2019 Approved)
PREMIUM
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Contact information

Main Address
3773 Cherry Creek North Drive Suite 780, Denver, CO 80209
Mailing Address
Phone number
(303) 399-9999
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SYNERGY FINANCIAL PARTNERS, LLC - DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts1,915
AUM (Assets Under Management)$ 280,009,351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SYNERGY FINANCIAL PARTNERS, LLC

CRD#: 305287Denver, CO 80209

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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