William M. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Perry was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1972. William had worked at 6 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - January 15, 2021
STRATEGIC WEALTH PARTNERS
May 11, 1999 - March 8, 2005
FIRST HEARTLAND CAPITAL, INC.
April 19, 1999 - May 11, 1999
FIRST HEARTLAND CAPITAL, INC.
October 1, 1985 - December 31, 2002
PPCM, INC.
October 1, 1985 - February 20, 2018
PPCM, INC.
July 16, 1985 - April 16, 1999
MUTUAL SERVICE CORPORATION
March 28, 1985 - July 17, 1985
OLD SLIP CAPITAL MANAGEMENT, INC.
May 12, 1972 - March 22, 1985
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/5/1972
Registered Representative ExaminationCurrent Firm
STRATEGIC WEALTH PARTNERS
CRD#: 174052 / SEC#: 801-80683
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,045 |
| AUM (Assets Under Management) | $ 3,483,244,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
