SP
Samuel D. Perry
CORIENT
Boston, MA 02109
Some features on this profile are disabled
CRD#: 360738
SP
Professional summary
Samuel Dexter Perry, who also goes by Samuel Dexter Perry, Samuel D Perry, is a registered financial advisor currently at CORIENT located in Boston, Massachusetts.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Samuel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Samuel Dexter Perry | Samuel D Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: 26 Old Orchard Road Investment-related: Yes Address: Chestnut Hill, MA Nature of Business: Office and Warehouse Space Rental to Crane Crest Salad Dressing Position: Property owner and landlord Start date: 1984 Hours/Month: 1 Hours/Month During Security Trading Hours: 0 Duties: Owner Name of Business: 323-327 Newbury Street Investment-related: Yes Address: Boston, MA Nature of Business: Commercial Rental Property Position: Owner and landlord Start date: 1968 Hours/Month: 3 Hours/Month During Security Trading Hours: 0 Duties: Owner Name of Business: 412 Hartford Street Investment-related: Yes Address: Westwood, MA Nature of Business: House in Westwood, which I own with my sister and rent Position: Co-owner and Landlord Start date: 1976 Hours/Month: 1 Hours/Month During Security Trading Hours: 0 Duties: Co-Owner Name of Business: Crane Crest Inc. Investment-related: Yes Address: Chestnut Hill, MA Nature of Business: Produces and sells one product, Crane Crest Salad Dressing. Position: Corporate Officer Start date: 1993 Hours/Month: 2 Hours/Month During Security Trading Hours: 0 Duties: I serve as treasurer and clerk for this business, founded in 1978 and presently owned and operated by my wife. Name of Business: King's Chapel Investment-related: Yes Address: Boston, MA Nature of Business: Church - First Anglican in NE and first Episcopal and first Unitarian in the USA Position: Trustee (one of three) Start date: 1984 Hours/Month: 4 Hours/Month During Security Trading Hours: 1 Duties: Trustees hold properties and endowment funds Name of Business: New Hampshire Society of the Cincinnati Investment-related: Yes Address: Exeter, NH Nature of Business: Fosters memory of and educates people about the American Revolution. Position: Investment Committee member. Start date: 2007 Hours/Month: less than 1 Hours/Month During Security Trading Hours: 0 Duties: Oversee investment management of SOCNH's endowment. The Investment Committee meets periodically to review the results of the investment firm that manages the New Hampshire Chapter's endowment. I serve as an individual trustee for a client(s) of Corient. Acting as a trustee may present a potential conflict of interest. This relationship is disclosed in accordance with Corient's policies.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Dexter Perry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2022 - Present
CORIENT
Office #1: 1 Post Office Squire Suite 2400, Boston, MA 02109RIA
CRD#: 319448
Boston, MA
Past
August 24, 2004 - May 1, 2020
EATON VANCE DISTRIBUTORS, INC.
BD
CRD#: 37731
BOSTON, MA
Past
October 21, 2003 - July 20, 2004
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
September 23, 1993 - August 13, 2004
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
RIA
CRD#: 104518
BOSTON, MA
Past
November 10, 1971 - October 21, 2003
DEAM INVESTOR SERVICES, INC.
BD
CRD#: 754
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CO
CORIENT
BALASA DINVERNO & FOLTZ | WINDSOR WEALTH MANGMENT | RGT WEALTH ADVISORS | REGENTATLANTIC | R.H. BLUESTEIN & CO | PORTOLA PARTNERS GROUP | PORTOLA PARTNERS | NTERCONTINENTAL WEALTH ADVISORS | MCCUTCHEN WEALTH MANAGEMENT | MCCUTCHEN GROUP | MATRIX CAPITAL ADVISORS | GOFEN AND GLOSSBERG | GALAPAGOS WEALTH MANAGEMENT | DOYLE WEALTH MANAGEMENT | DOWLING & YAHNKE WEALTH ADVISORS | CORIENT PRIVATE WEALTH LLC | CORIENT CAPITAL PARTNERS | CORIENT | CI SUREVEST PRIVATE WEALTH | CI STAVIS & COHEN PRIVATE WEALTH | CI SEGALL BRYANT & HAMILL PRIVATE WEALTH | CI ROOSEVELT PRIVATE WEALTH | CI RGT PRIVATE WEALTH | CI REGENTATLANTIC PRIVATE WEALTH | CI RADNOR PRIVATE WEALTH | CI PRIVATE WEALTH, LLC | CI PRIVATE WEALTH | CI PORTOLA PRIVATE WEALTH | CI MCCUTCHEN PRIVATE WEALTH | CI MATRIX PRIVATE WEALTH | CI KORE PRIVATE WEALTH | CI INVERNESS PRIVATE WEALTH | CI GOFEN & GLOSSBERG PRIVATE WEALTH | CI GALAPAGOS PRIVATE WEALTH | CI EATON PRIVATE WEALTH | CI DOYLE PRIVATE WEALTH | CI DOWLING & YAHNKE PRIVATE WEALTH | CI CORIENT PRIVATE WEALTH | CI COLUMBIA PACIFIC PRIVATE WEALTH | CI BUDROS RUHLIN ROE PRIVATE WEALTH | CI BRIGHTWORTH PRIVATE WEALTH | CI BOWLING PRIVATE WEALTH | CI BLUESTEIN PRIVATE WEALTH | CI BDF PRIVATE WEALTH | CI BDF | CI BARRETT PRIVATE WEALTH | CI AVALON PRIVATE WEALTH | BUDROS, RUHLIN & ROE | BRR | BOWLING PORTFOLIO MANGEMENT
CRD#: 319448 / SEC#: 801-124978
RIA
Registered Investment Advisory firm - (5/12/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/3/2023)
IAR
Texas(11/10/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/9/1971
Registered Representative ExaminationCurrent Firm
CO
CORIENT
BALASA DINVERNO & FOLTZ | WINDSOR WEALTH MANGMENT | RGT WEALTH ADVISORS | REGENTATLANTIC | R.H. BLUESTEIN & CO | PORTOLA PARTNERS GROUP | PORTOLA PARTNERS | NTERCONTINENTAL WEALTH ADVISORS | MCCUTCHEN WEALTH MANAGEMENT | MCCUTCHEN GROUP | MATRIX CAPITAL ADVISORS | GOFEN AND GLOSSBERG | GALAPAGOS WEALTH MANAGEMENT | DOYLE WEALTH MANAGEMENT | DOWLING & YAHNKE WEALTH ADVISORS | CORIENT PRIVATE WEALTH LLC | CORIENT CAPITAL PARTNERS | CORIENT | CI SUREVEST PRIVATE WEALTH | CI STAVIS & COHEN PRIVATE WEALTH | CI SEGALL BRYANT & HAMILL PRIVATE WEALTH | CI ROOSEVELT PRIVATE WEALTH | CI RGT PRIVATE WEALTH | CI REGENTATLANTIC PRIVATE WEALTH | CI RADNOR PRIVATE WEALTH | CI PRIVATE WEALTH, LLC | CI PRIVATE WEALTH | CI PORTOLA PRIVATE WEALTH | CI MCCUTCHEN PRIVATE WEALTH | CI MATRIX PRIVATE WEALTH | CI KORE PRIVATE WEALTH | CI INVERNESS PRIVATE WEALTH | CI GOFEN & GLOSSBERG PRIVATE WEALTH | CI GALAPAGOS PRIVATE WEALTH | CI EATON PRIVATE WEALTH | CI DOYLE PRIVATE WEALTH | CI DOWLING & YAHNKE PRIVATE WEALTH | CI CORIENT PRIVATE WEALTH | CI COLUMBIA PACIFIC PRIVATE WEALTH | CI BUDROS RUHLIN ROE PRIVATE WEALTH | CI BRIGHTWORTH PRIVATE WEALTH | CI BOWLING PRIVATE WEALTH | CI BLUESTEIN PRIVATE WEALTH | CI BDF PRIVATE WEALTH | CI BDF | CI BARRETT PRIVATE WEALTH | CI AVALON PRIVATE WEALTH | BUDROS, RUHLIN & ROE | BRR | BOWLING PORTFOLIO MANGEMENT
CRD#: 319448 / SEC#: 801-124978
RIA
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Contact information
Main Address
830 Brickell Plaza Suite 4800, Miami, FL 33131
Mailing Address
830 Brickell Plaza Suite 4800, Miami, FL 33131
Phone number
(305) 735-2020
Established
Firm type
Fiscal year end
# of Employees
1,181
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 109,685 |
| AUM (Assets Under Management) | $ 143,628,532,902 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/28/2024 | ||
| 10/27/2023 | ||
| 05/03/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CORIENT
CRD#: 319448Boston, MA 02109TRUST BUT VERIFY
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