Bradford L. Peery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford Lee Peery, who also goes by Brad Lee Peery, was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 1974. Bradford had worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 41, Series 27, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2018 - December 26, 2018
BRAD PEERY CAPITAL, LLC
August 31, 2016 - September 9, 2016
WAVEEDGE PARTNERS LLC
May 29, 2003 - August 19, 2004
SOLEIL SECURITIES CORPORATION
February 24, 1993 - December 31, 2017
BRAD PEERY CAPITAL, LLC
December 24, 1986 - June 2, 1987
CHESAPEAKE SECURITIES RESEARCH CORPORATION
June 11, 1984 - August 29, 2002
BRAD PEERY INC.
March 17, 1983 - March 15, 1984
SUTRO & CO. INCORPORATED
March 10, 1976 - July 7, 1976
LANCASTER LEEDS & CO., INC.
February 5, 1974 - July 10, 1977
L. J. SCHULTZ AND CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 41
Date: 3/19/1983
NYSE Allied Member ExaminationSeries 00
Date: 1/28/1974
General Securities Principal ExaminationCurrent Firm
BRAD PEERY CAPITAL, LLC
CRD#: 131249 / SEC#:
Contact information
Red Flags
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