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LP

Louis Perosi

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CRD#: 360441
LP

Professional summary

Louis Perosi JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Louis is a previously registered financial professional and started their career in finance in 1971. Prior to being barred, Louis had worked at 11 firms, which includes FIRST SUMMIT SECURITIES INC., CHURCHILL SECURITIES INC., FIRST MADISON SECURITIES INC., FIRST MONTAUK SECURITIES CORP., TOWER SQUARE SECURITIES INC., FIRST MONMOUTH SECURITIES CORP., FRIEDMAN MANGER & CO. INC., MORTON PAUL KOMINSKY, INVESTORS ASSOCIATES INC., CHRISTIAN-PAINE & CO. INC, CARLTON-CAMBRIGE & CO INC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Louis Perosi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 5, 1995 - April 19, 2001

FIRST SUMMIT SECURITIES, INC.

BD
CRD#: 39033
STROUDSBURG, PA
Past

February 16, 1994 - May 11, 1995

CHURCHILL SECURITIES, INC.

BD
CRD#: 10343
SUFFERN, NY
Past

April 8, 1993 - March 3, 1994

FIRST MADISON SECURITIES, INC.

BD
CRD#: 14288
MONTVILLE, NJ
Past

October 2, 1989 - October 14, 1989

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

June 7, 1989 - October 6, 1989

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

April 6, 1988 - January 1, 1989

FIRST MONMOUTH SECURITIES CORP.

BD
CRD#: 13268
Past

July 6, 1978 - July 25, 1986

FRIEDMAN, MANGER & CO., INC.

BD
CRD#: 5701
Past

March 1, 1978 - June 3, 1978

MORTON PAUL KOMINSKY

BD
CRD#: 4805
Past

May 13, 1974 - March 13, 1976

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
Past

March 27, 1974 - April 7, 1978

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
Past

December 7, 1972 - September 24, 1975

CHRISTIAN-PAINE & CO., INC

BD
CRD#: 5289
Past

August 18, 1971 - January 20, 1973

CARLTON-CAMBRIGE & CO INC

BD
CRD#: 1000001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/3/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/7/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 8/16/1971
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/4/1995
General Securities Principal Examination

Current Firm

FS
FIRST SUMMIT SECURITIES, INC.
FIRST SUMMIT SECURITIES, INC.

CRD#: 39033 / SEC#: , 8-48503

BD
Terminated by SEC on 03/19/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 01/18/1994
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PEROSI, LOUIS JRCEO/DIRECTOR360441

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST SUMMIT SECURITIES, INC.

CRD#: 39033

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