Robert C. Perlman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Perlman, who also goes by Bob Perlman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 7 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 1991 - March 26, 1992
JIM BECHERER & CO.
July 18, 1990 - December 31, 1990
FIRST GATEWAY SECURITIES INC.
March 6, 1990 - June 22, 1990
FIRST GATEWAY SECURITIES INC.
October 3, 1989 - February 27, 1990
JONATHAN ALAN & CO., INC.
January 27, 1989 - June 22, 1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
January 27, 1989 - June 22, 1989
MONY SECURITIES CORPORATION
December 20, 1982 - September 21, 1987
GREEN HILL FINANCIAL SERVICE CORPORATION
February 9, 1970 - November 2, 1983
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/30/1970
Registered Representative ExaminationCurrent Firm
JIM BECHERER & CO.
CRD#: 6043 / SEC#: , 8-20660
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
