Michael B. Perkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Byrd Perkins, who also goes by Michael B Perkins, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1973. Michael had worked at 7 firms and has passed the Series 66, Series 63, Series 3, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2007 - December 31, 2019
DIVERGENCE CAPITAL MANAGEMENT
April 14, 2003 - July 13, 2007
BROOKSTREET SECURITIES CORPORATION
August 27, 1991 - July 13, 2007
BROOKSTREET SECURITIES CORPORATION
May 13, 1988 - August 12, 1991
W.J. MAIDEN ASSOC., INC.
July 18, 1983 - May 17, 1986
LEHMAN BROTHERS INC.
January 25, 1977 - July 20, 1983
KUHNS BROTHERS & LAIDLAW, INC.
March 30, 1976 - February 22, 1977
JOHN MUIR & CO.
August 1, 1973 - May 1, 1976
DRYSDALE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/26/1973
Registered Representative ExaminationCurrent Firm
DIVERGENCE CAPITAL MANAGEMENT
CRD#: 139601 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 2,307,000 |
Red Flags
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