George W. Perkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Perkins II, who also goes by George William Perkins, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1970. George had worked at 8 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 1995 - December 31, 2001
IAC SECURITIES, INC.
December 16, 1989 - November 7, 1995
LPL FINANCIAL LLC
March 9, 1989 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
April 15, 1988 - April 6, 1989
SECURITY DISTRIBUTORS
March 31, 1975 - March 29, 1989
FINANCIAL CONSULTANTS, INC.
June 13, 1972 - February 24, 1974
OSAIC FS, INC.
May 3, 1971 - August 5, 1972
EQUITY FUNDING SECURITIES CORPORATION
August 20, 1970 - June 17, 1971
TIER ONE PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/11/1969
Registered Representative ExaminationSeries 00
Date: 1/11/1972
General Securities Principal ExaminationCurrent Firm
IAC SECURITIES, INC.
CRD#: 14081 / SEC#: , 8-30220
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
