Robert Perelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Perelman was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 5 firms and has passed the Series 63, Series 55, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 1987 - September 24, 2007
FARNAM STREET BROKERAGE COMPANY
April 25, 1975 - August 17, 1987
TD AMERITRADE CLEARING, INC.
February 28, 1975 - April 25, 1975
RAHEL KNACK & COMPANY
June 13, 1972 - February 1, 1975
RODMAN & RENSHAW INC.
February 6, 1969 - July 3, 1972
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/5/1998
Limited Representative-Equity Trader ExamSeries 1
Date: 1/30/1969
Registered Representative ExaminationSeries 00
Date: 5/22/1975
General Securities Principal ExaminationCurrent Firm
FARNAM STREET BROKERAGE COMPANY
CRD#: 19985 / SEC#: , 8-37975
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLEY, ROBERT WINSTON | PRESIDENT-CCO | 732798 |
| PERELMAN, ROBERT | INVESTOR/CONSULTIAN | 360113 |
| TURNER, WILLIAM ELLIS | SEC'Y/TREAS | 1048673 |
| BORMAN, LOYAL GEORGE | INVESTOR | 1691096 |
| SEMKE, ELTON LAVERNE | INVESTOR | 418718 |
| BERKSHIRE, RICHARD N | INVESTOR | 4297336 |
| BERKSHIRE, ROBERT HOWARD | INVESTOR | 1691104 |
| BIDLACK, JODY ANN | INVESTOR | 1464525 |
| FILIPPI, JOHN E | INVESTOR | 4249788 |
| GILLETTE, JEROME BOUNDS | INVESTOR | 2700948 |
| GREENBERG, PAMELA F | INVESTOR | |
| GUFFEY, MICHELLE RENEE | INVESTOR | 2315623 |
| LECHTENBERG, VICTOR JOSEPH | INVESTOR | 1691102 |
| PERELMAN, DELL EDWARD MR. | INVESTOR | |
| PERELMAN, STEVEN CARY | INVESTOR | 1773732 |
| SHELDON PERELMAN | INVESTOR | |
| SMITH, ANDREA | INVESTOR | 1464517 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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