Lawrence Joseph Penna
Professional Summary
Lawrence Joseph Penna, who also goes by Lawrence Joseph Pennachio, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1970 - 1997. Lawrence had worked at 2 firms and has passed the Series 1 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lawrence Joseph Pennachio
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
57 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
INVESTORS ASSOCIATES, INC.
Contact Information
Established
New Jersey since 06/16/1969Firm Type
CorporationFiscal Year End
DecemberDocuments
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jul 1969Series 00 — General Securities Principal Examination
Passed May 1972Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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