Thomas H. Burkhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Henry Burkhart, who also goes by Tom Burkhart, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1969. Thomas had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and V06 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1998 - October 13, 1999
HALBERT, HARGROVE & CO.
October 23, 1992 - December 13, 2018
SAVANT INVESTMENT GROUP, LLC
December 16, 1985 - October 4, 1988
ROBERT W. BAIRD & CO. INCORPORATED
July 1, 1969 - December 11, 1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
V06
Date: 6/26/1969
Variable Annuities Module ExaminationCurrent Firm
HALBERT, HARGROVE & CO.
CRD#: 2112 / SEC#: , 8-17940
Contact information
Documents
Red Flags
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