Louis P. Pektor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Peter Pektor III, who also goes by Louis Peter Pektor, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1974. Louis had worked at 3 firms and has passed the Series 63, Series 15, Series 5, PC, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 1989 - March 7, 1990
INTERVEST SECURITIES, INC.
February 6, 1980 - May 9, 1989
JANNEY MONTGOMERY SCOTT LLC
April 10, 1974 - February 16, 1980
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 15
Date: 12/8/1982
Foreign Currency Options ExaminationSeries 5
Date: 10/15/1981
Interest Rate Options ExaminationPC
Date: 6/20/1980
AMEX Put and Call ExamSeries 1
Date: 4/4/1974
Registered Representative ExaminationCurrent Firm
INTERVEST SECURITIES, INC.
CRD#: 18235 / SEC#: , 8-36003
Contact information
Documents
Red Flags
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