Robert B. Peck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Beryl Peck, who also goes by Robert B Peck, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1965. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 1996 - September 17, 2012
BURNHAM SECURITIES INC.
October 21, 1981 - November 29, 1981
WERTHEIM & CO.
October 6, 1981 - October 29, 1996
SCHRODER & CO. INC.
August 9, 1978 - November 6, 1981
M.S. ETHEREDGE & CO., INC.
October 11, 1974 - September 30, 1978
SHAMUS GROUP, INC.
March 11, 1973 - November 7, 1974
ADVEST, INC.
July 22, 1965 - June 4, 1974
SARTIOUS & CO
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BURNHAM SECURITIES INC.
CRD#: 22549 / SEC#: 801-65646, 8-39788
Contact information
Disclosures
| Regulatory Event | 6 |
Red Flags
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