Alan Sidney Pearlstein
Professional Summary
Alan Sidney Pearlstein was a registered financial advisor. Alan was a previously registered financial professional and started their career in finance 1970 - 2022. Alan had worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
FINANCIAL SECURITY SOLUTIONS, CORP. | OAK HARBOR FINANCIAL
Contact Information
Main Address
23734 Valencia Blvd, Suite 200, Valencia, CA 91355Phone Number
(818) 344-7177# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
167AUM (Assets Under Management)
$68,956,602Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 1 — Registered Representative Examination
Passed May 1969Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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