Alan S. Pearlstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Sidney Pearlstein was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1970. Alan had worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2015 - December 12, 2022
FINANCIAL SECURITY SOLUTIONS, CORP.
April 2, 2015 - November 17, 2022
OSAIC WEALTH, INC.
October 22, 2009 - April 17, 2015
LPL FINANCIAL LLC
October 28, 2002 - April 9, 2015
510 FINANCIAL, INC.
December 1, 1997 - October 30, 2002
MUTUAL SERVICE CORPORATION
May 27, 1992 - April 14, 2010
MUTUAL SERVICE CORPORATION
June 27, 1983 - June 12, 1990
PACIFIC SELECT DISTRIBUTORS, LLC
February 2, 1970 - June 12, 1990
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 5/15/1969
Registered Representative ExaminationCurrent Firm
FINANCIAL SECURITY SOLUTIONS, CORP.
CRD#: 124085 / SEC#: 801-64446
Contact information
Regulatory assets under management
| Total Number of Accounts | 90 |
| AUM (Assets Under Management) | $ 66,009,171 |
Red Flags
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