William J. Pearlman

ALDEMAR RESEARCH

Fayetteville, NY 13066

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CRD#: 358845

Professional summary

William Jay Pearlman is a registered financial advisor currently at ALDEMAR RESEARCH CORPORATION located in Fayetteville, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1968. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, PC and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Jay Pearlman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2021 - Present

ALDEMAR RESEARCH CORPORATION

Office #1: 7030 East Genesee Street, Fayetteville, NY 13066

RIA

CRD#: 178523

Fayetteville, NY

Past

July 19, 2016 - February 27, 2019

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

FAYETTEVILLE, NY

Past

May 5, 2016 - February 27, 2019

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

January 14, 2005 - May 17, 2016

RIDGEWAY & CONGER, INC.

CRD#: 113055

MANLIUS, NY

Past

March 20, 1974 - August 5, 2003

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

December 6, 1968 - May 1, 1974

HUGH JOHNSON & COMPANY INC.

CRD#: 417

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEMAR RESEARCH CORPORATION

CRD#: 178523 / SEC#: 801-112458

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

New York

Registered Investment Advisory firm - (1/15/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/15/2021)

IAR

Texas
(1/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/26/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 8/31/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 11/27/1968

Registered Representative Examination

Current Firm

ALDEMAR RESEARCH CORPORATION

CRD#: 178523 / SEC#: 801-112458

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

New York

Registered Investment Advisory firm - (1/15/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2019 Terminated)

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Contact information

Main Address

Fayetteville, NY

Mailing Address

Phone number

(315) 382-4843

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-ALDEMAR RESEARCH CORPORATION (1/21/2025)

Regulatory assets under management

Total Number of Accounts	110
AUM (Assets Under Management)	$ 63,345,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Pearlman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Jay Pearlman's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

RIDGEWAY & CONGER, INC.

ADVEST, INC.

HUGH JOHNSON & COMPANY INC.

Primary Firm SEC Registration

ALDEMAR RESEARCH CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2003

Series 63

Date: 1/26/1994

SIE

Date: 10/1/2018

PC

Date: 8/31/1977

Series 1

Date: 11/27/1968

Current Firm

ALDEMAR RESEARCH CORPORATION

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEMAR RESEARCH CORPORATION

TRUST BUT VERIFY

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