Richard D. Pearce

TRINITY INVESTMENT ADVISORS

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CRD#: 358781

Professional summary

Richard Dennis Pearce is a registered financial advisor currently at TRINITY INVESTMENT ADVISORS, LLC .

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Richard has worked at 9 firms and has passed the Series 63, Series 6, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Dennis Pearce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2012 - Present

TRINITY INVESTMENT ADVISORS, LLC

RIA

CRD#: 141039

Past

March 27, 2007 - March 2, 2011

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

WILMINGTON, DE

Past

January 1, 2007 - March 2, 2011

STANCORP EQUITIES, INC.

CRD#: 19517

NEW CASTLE, DE

Past

May 6, 2002 - January 1, 2007

INVESMART SECURITIES, LLC

CRD#: 104168

WILMINGTON, DE

Past

January 23, 2001 - March 27, 2007

INVESMART ADVISORS INC

RIA

CRD#: 108731

WILMINGTON, DE

Past

July 29, 1993 - March 20, 2002

T.H.E. FINANCIAL GROUP, LTD

CRD#: 14720

MECHANICSBURG, PA

Past

November 28, 1988 - December 30, 1989

HESS, GRANT & COMPANY, INC.

CRD#: 2187

MOORESTOWN, NJ

Past

January 14, 1977 - July 26, 1989

PROVIDENT MARKETING CORPORATION

CRD#: 7328

Past

May 17, 1973 - January 14, 1977

PLA SECURITIES CORPORATION

CRD#: 666

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRINITY INVESTMENT ADVISORS, LLC

CRD#: 141039 / SEC#: 801-66958

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/28/1993

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 1

Date: 5/14/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/2/2003

Investment Company Products/Variable Contracts Principal Examination

Current Firm

TRINITY INVESTMENT ADVISORS, LLC

CRD#: 141039 / SEC#: 801-66958

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

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Contact information

Main Address

136 North Church, West Chester, PA 19380

Mailing Address

Phone number

(610) 344-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRINITY INVESTMENT ADVISORS (6/3/2025)

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 342,429,756

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard D. Pearce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Dennis Pearce's CRS (Customer Relationship Summary).

Certified licenses

Experience

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

INVESMART SECURITIES, LLC

INVESMART ADVISORS INC

T.H.E. FINANCIAL GROUP, LTD

HESS, GRANT & COMPANY, INC.

PROVIDENT MARKETING CORPORATION

PLA SECURITIES CORPORATION

Primary Firm SEC Registration

TRINITY INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/29/1993

Series 6

Date: 7/28/1993

Series 1

Date: 5/14/1973

Series 26

Date: 7/2/2003

Current Firm

TRINITY INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRINITY INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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