Richard B. Pear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Bill Pear, CFP® was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1971. Richard had worked at 9 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2005 - February 13, 2026
RBP INVESTMENT ADVISORS INC.
May 4, 2004 - July 6, 2004
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
May 3, 2004 - July 6, 2004
NEWEDGE SECURITIES, LLC
March 10, 2000 - May 4, 2004
FDX ADVISORS, INC.
March 1, 2000 - May 3, 2004
LONDON PACIFIC SECURITIES, INC.
July 8, 1997 - March 9, 2006
LODESTAR PRIVATE ASSET MANAGEMENT LLC
September 9, 1982 - February 29, 2000
PROTECTED INVESTORS OF AMERICA
March 21, 1982 - April 4, 1983
CALIFORNIA HARTLAND SECURITIES
September 2, 1971 - October 18, 1972
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
RBP INVESTMENT ADVISORS INC.
CRD#: 137830 / SEC#: 801-64902
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/26/1971
Registered Representative ExaminationCurrent Firm
RBP INVESTMENT ADVISORS INC.
CRD#: 137830 / SEC#: 801-64902
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 282 |
| AUM (Assets Under Management) | $ 169,690,172 |
Red Flags
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