Thomas W. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas William Burke SR, who also goes by Thomas William Burke, Tom Burke, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1971. Thomas had worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2016 - November 17, 2025
KESTRA ADVISORY SERVICES, LLC
December 20, 1999 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
December 20, 1999 - November 17, 2025
KESTRA INVESTMENT SERVICES, LLC
November 2, 1999 - January 18, 2000
WESTPORT FINANCIAL SERVICES, L.L.C.
June 30, 1999 - July 7, 1999
WESTPORT FINANCIAL SERVICES, L.L.C.
May 21, 1997 - November 16, 1999
MUTUAL SERVICE CORPORATION
February 23, 1989 - April 29, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 13, 1983 - December 31, 1988
GREEN HILL FINANCIAL SERVICE CORPORATION
January 3, 1980 - April 15, 1983
GENERAL AMERICAN LIFE INSURANCE COMPANY
May 24, 1977 - March 1, 1978
FINANCIAL INDUSTRIES SECURITIES CORPORATION
February 23, 1971 - June 7, 1977
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/17/1971
Registered Representative ExaminationCurrent Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
