David J. Payne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Payne was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1968. David had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 5, PC, Series 1, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2017 - August 21, 2019
CAMBRIA CAPITAL, LLC
October 3, 2017 - August 21, 2019
CAMBRIA CAPITAL, LLC
October 16, 2002 - September 5, 2017
WELLS FARGO CLEARING SERVICES, LLC
October 11, 2002 - September 5, 2017
WELLS FARGO CLEARING SERVICES, LLC
July 31, 1993 - October 22, 2002
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - October 22, 2002
CITIGROUP GLOBAL MARKETS INC.
February 15, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
October 25, 1977 - February 15, 1988
E. F. HUTTON & COMPANY INC
May 13, 1976 - December 1, 1977
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
March 10, 1975 - June 13, 1976
DEAN WITTER & CO. INCORPORATED
March 22, 1974 - February 10, 1975
L. F. ROTHSCHILD & CO. INCORPORATED
April 26, 1972 - April 28, 1974
J.P. MORGAN SECURITIES LLC
January 24, 1968 - July 26, 1974
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 3/27/1982
Interest Rate Options ExaminationPC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 1/24/1968
Registered Representative ExaminationSeries 12
Date: 11/22/1983
NYSE Branch Manager ExaminationCurrent Firm
CAMBRIA CAPITAL, LLC
CRD#: 133760 / SEC#: 801-112108, 8-66768
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 10,552,928 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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