John D. Pavlus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Dewaine Pavlus, who also goes by John Dewane Pavlus, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1966. John had worked at 5 firms and has passed the Series 5, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 1998 - July 30, 1998
JWGENESIS SECURITIES, INC.
May 25, 1989 - April 8, 1998
PRUDENTIAL EQUITY GROUP, LLC
September 21, 1982 - May 11, 1989
MORGAN STANLEY DW INC.
July 17, 1979 - September 24, 1982
PRUDENTIAL EQUITY GROUP, LLC
November 21, 1975 - August 5, 1979
E. F. HUTTON & COMPANY INC
March 1, 1966 - November 16, 1975
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationPC
Date: 8/31/1977
AMEX Put and Call ExamSeries 000
Date: 2/28/1966
General Securities Principal ExaminationSeries 1
Date: 2/28/1966
Registered Representative ExaminationCurrent Firm
JWGENESIS SECURITIES, INC.
CRD#: 33832 / SEC#: , 8-46367
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
