William W. Patton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Warren Patton, who also goes by Bill Patton, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1968. William had worked at 3 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 1998 - March 19, 2012
ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
March 21, 1990 - September 10, 1998
FFG INVESTMENTS INC.
October 9, 1968 - March 5, 1990
DIXON BRETSCHER NOONAN INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/14/1962
Registered Representative ExaminationSeries 00
Date: 9/26/1968
General Securities Principal ExaminationCurrent Firm
ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
CRD#: 34902 / SEC#: , 8-46447
Contact information
Documents
Red Flags
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