Joseph F. Patton

J.P. MARVEL WEALTH MANAGEMENT

BOSTON, MA 02110

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CRD#: 358081

Professional summary

Joseph Francis Patton JR is a registered financial advisor currently at J.P. MARVEL WEALTH MANAGEMENT, INC. located in Boston, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Joseph has worked at 4 firms and has passed the Series 63, Series 1 and Series 12 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YOSEMITE VALLEY, LLC; RENTAL OF RESIDENTIAL REAL ESTATE; BOSTON, MA; MEMBER; APPROXIMATELY 25% OF MY TIME PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Patton JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2010 - Present

J.P. MARVEL WEALTH MANAGEMENT, INC.

Office #1: 265 Franklin Street, Boston, MA 02110

RIA

CRD#: 144364

BOSTON, MA

Past

June 1, 1984 - January 25, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 31, 1977 - June 4, 1984

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

Past

June 9, 1970 - July 20, 1977

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.P. MARVEL WEALTH MANAGEMENT, INC.

J.P. MARVEL INVESTMENT ADVISORS, INC. | J.P. MARVEL WEALTH MANAGEMENT, INC.

CRD#: 144364 / SEC#: 801-68042

RIA

Registered Investment Advisory firm - (6/19/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/14/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/6/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 6/3/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 12

Date: 3/17/1984

NYSE Branch Manager Examination

Current Firm

J.P. MARVEL WEALTH MANAGEMENT, INC.

J.P. MARVEL INVESTMENT ADVISORS, INC. | J.P. MARVEL WEALTH MANAGEMENT, INC.

CRD#: 144364 / SEC#: 801-68042

RIA

Registered Investment Advisory firm - (6/19/2007 Approved)

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Contact information

Main Address

265 Franklin Street Suite 902, Boston, MA 02110

Mailing Address

Phone number

(617) 342-5600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

J.P. MARVEL INVESTMENT ADVISORS, INC. - MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 680,228,372

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/20/2025	Cover Page	Report
09/25/2024	Cover Page	Report
10/19/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph F. Patton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Patton JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS ASSET MANAGEMENT (US) INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Primary Firm SEC Registration

J.P. MARVEL WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/6/1986

Series 1

Date: 6/3/1970

Series 12

Date: 3/17/1984

Current Firm

J.P. MARVEL WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

J.P. MARVEL WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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