Tad O. Patterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tad Olan Patterson was a registered financial professional .
Tad is a previously registered financial professional and started their career in finance in 1973. Tad had worked at 8 firms and has passed the Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 1982 - December 28, 1983
PILOT FINANCIAL SERVICES, INC.
May 20, 1982 - December 8, 1982
MF GLOBAL INC.
December 15, 1978 - August 30, 1980
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
April 11, 1978 - April 30, 1979
ENTERPRISE FUND DISTRIBUTORS, INC.
June 16, 1975 - March 10, 1978
E. F. HUTTON & COMPANY INC
March 25, 1975 - July 19, 1975
CORNERSTONE FINANCIAL SERVICES, INC.
September 4, 1973 - April 15, 1974
FUNDAMANETAL SERVICE CORPORATION
September 4, 1973 - February 23, 1975
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/27/1973
Registered Representative ExaminationCurrent Firm
PILOT FINANCIAL SERVICES, INC.
CRD#: 7838 / SEC#: , 8-24253
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
