Roger B. Patterson

THE ADVISORY GROUP OF SAN FRANCISCO

SAN FRANCISCO, CA 94104

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CRD#: 357986

Professional summary

Roger Bruce Patterson, who also goes by Roger B. Patterson, is a registered financial advisor currently at THE ADVISORY GROUP OF SAN FRANCISCO, LLC located in San Francisco, California.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Roger has worked at 10 firms and has passed the Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roger B. Patterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Bruce Patterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2002 - Present

THE ADVISORY GROUP OF SAN FRANCISCO, LLC

Office #1: 44 Montgomery Street Suite 2950, San Francisco, CA 94104

RIA

CRD#: 108110

SAN FRANCISCO, CA

Past

July 25, 2002 - September 13, 2007

WIPFLI FINANCIAL ADVISORS, LLC

RIA

CRD#: 109983

REDWOOD CITY, CA

Past

June 20, 1994 - May 4, 1999

P.R. TAYLOR & CO., INC.

CRD#: 23716

PALO ALTO, CA

Past

July 13, 1990 - July 7, 1992

P.R. TAYLOR & CO., INC.

CRD#: 23716

PALO ALTO, CA

Past

March 28, 1987 - July 8, 1992

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

September 4, 1984 - March 30, 1987

FSC SECURITIES CORPORATION

CRD#: 7461

Past

February 26, 1982 - September 25, 1984

PATTERSON FINANCIAL SERVICES, INC.

CRD#: 10368

Past

February 23, 1977 - March 17, 1982

PLANNED INVESTMENTS INC.

CRD#: 5066

Past

November 11, 1976 - September 2, 1982

BERKSHIRE EQUITY SALES, INC.

CRD#: 87

Past

July 1, 1975 - January 23, 1977

CNA INVESTOR SERVICES, INC.

CRD#: 163

Past

March 3, 1971 - September 1, 1975

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ADVISORY GROUP OF SAN FRANCISCO, LLC

ADVISORY GROUP OF SAN FRANCISCO LLC | THE ADVISORY GROUP OF SAN FRANCISCO, LLC

CRD#: 108110 / SEC#: 801-56848

RIA

Registered Investment Advisory firm - (9/27/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/19/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 2/25/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/1/1984

General Securities Principal Examination

Current Firm

THE ADVISORY GROUP OF SAN FRANCISCO, LLC

ADVISORY GROUP OF SAN FRANCISCO LLC | THE ADVISORY GROUP OF SAN FRANCISCO, LLC

CRD#: 108110 / SEC#: 801-56848

RIA

Registered Investment Advisory firm - (9/27/1999 Approved)

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Contact information

Main Address

44 Montgomery St. Suite 300, San Francisco, CA 94104

Mailing Address

Phone number

(415) 977-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AGSF - ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 825,288,953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Roger B. Patterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Bruce Patterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WIPFLI FINANCIAL ADVISORS, LLC

P.R. TAYLOR & CO., INC.

P.R. TAYLOR & CO., INC.

OGILVIE SECURITY ADVISORS CORPORATION

FSC SECURITIES CORPORATION

PATTERSON FINANCIAL SERVICES, INC.

PLANNED INVESTMENTS INC.

BERKSHIRE EQUITY SALES, INC.

CNA INVESTOR SERVICES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

THE ADVISORY GROUP OF SAN FRANCISCO, LLC

State Registrations and Notice Filings

Exams

Series 1

Date: 2/25/1971

Series 24

Date: 10/1/1984

Current Firm

THE ADVISORY GROUP OF SAN FRANCISCO, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE ADVISORY GROUP OF SAN FRANCISCO, LLC

TRUST BUT VERIFY

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