Kevin J. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Joseph Burke, who also goes by Kevin Burke, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1970. Kevin had worked at 11 firms and has passed the Series 1 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2002 - June 18, 2003
MORGAN SPAULDING, INC.
February 7, 1999 - October 4, 1999
SOUTHWICK INVESTMENTS, INC.
August 25, 1993 - February 4, 1997
NATIVE NATIONS SECURITIES, INC.
November 4, 1991 - September 8, 1993
GMS GROUP
October 25, 1989 - November 22, 1991
CONNOR GREENFIELD SECURITIES CORPORATION
May 27, 1988 - March 2, 1989
UNDERHILL ASSOCIATES, INCORPORATED
September 9, 1985 - July 22, 1987
MOSELEY SECURITIES CORPORATION
March 14, 1974 - July 29, 1985
LAZARD FRERES & CO. LLC
July 24, 1973 - May 10, 1974
WEEDEN & CO.
August 4, 1972 - July 8, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
April 21, 1970 - October 1, 1972
ELKINS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/16/1970
Registered Representative ExaminationCurrent Firm
MORGAN SPAULDING, INC.
CRD#: 44604 / SEC#: , 8-50751
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
