Paul S. Patterson

FIRST ADVISORS NATIONAL

ROCK HILL, SC

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CRD#: 357963

Professional summary

Paul Steven Patterson is a registered financial advisor currently at FIRST ADVISORS NATIONAL, LLC located in Rock Hill, South Carolina.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Paul has worked at 22 firms and has passed the Series 65, Series 63, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Steven Patterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2013 - Present

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

ROCK HILL, SC

Past

July 14, 2011 - December 31, 2012

INSTITUTE FOR WEALTH ADVISORS, INC.

RIA

CRD#: 149347

INDIAN TRAIL, NC

Past

February 8, 2011 - December 31, 2011

BRASWELL WEALTH MANAGEMENT LLC

RIA

CRD#: 149848

NASHVILLE, NC

Past

August 3, 1993 - December 31, 1993

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

May 15, 1992 - July 22, 1993

STONEX SECURITIES INC.

CRD#: 18456

BIRMINGHAM, AL

Past

July 30, 1990 - April 28, 1992

RETIREMENT INVESTMENT GROUP

CRD#: 7421

HOUSTON, TX

Past

February 12, 1990 - July 24, 1990

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

RALEIGH, NC

Past

November 22, 1989 - December 31, 1989

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

April 16, 1987 - February 8, 1988

SECURITIES GROUP OF NORTH AMERICA, INC.

CRD#: 15155

Past

July 17, 1986 - February 2, 1987

PLANVEST CAPITAL CORPORATION

CRD#: 14849

Past

September 30, 1985 - December 20, 1986

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

Past

October 26, 1982 - October 22, 1986

PILOT FINANCIAL SERVICES, INC.

CRD#: 7838

Past

February 19, 1981 - December 2, 1981

FSC SECURITIES CORPORATION

CRD#: 7461

Past

November 30, 1979 - February 15, 1981

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

Past

September 4, 1979 - December 9, 1979

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

Past

June 20, 1978 - August 21, 1979

CORNERSTONE FINANCIAL SERVICES, INC.

CRD#: 953

Past

November 3, 1975 - June 5, 1978

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

October 8, 1974 - November 3, 1975

CONTINENTAL PACIFIC CAPITAL CORPORATION

CRD#: 6474

Past

March 6, 1974 - June 9, 1974

SHEARSON, HAMMILL & CO., INCORPORATED

CRD#: 766

Past

November 14, 1973 - February 4, 1974

JOHN L. HAWKINS & CO., INC.

CRD#: 4331

Past

June 12, 1973 - December 5, 1973

REYNOLDS SECURITIES, INC.

CRD#: 712

Past

August 26, 1970 - July 8, 1973

CONSOLIDATED SECURITIES CORP

CRD#: 1000004

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST ADVISORS NATIONAL, LLC

FIRST ADVISORS NATIONAL, LLC | FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC

CRD#: 166212 / SEC#: 801-77440

RIA

Registered Investment Advisory firm - (12/18/2012 Approved)

Georgia

Registered Investment Advisory firm - (3/22/2013 Terminated)

Illinois

Registered Investment Advisory firm - (1/22/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (3/22/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/25/2013)

IAR

South Carolina
(3/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/14/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 11/28/1966

Registered Representative Examination

Principal/Supervisory Exam

Series 00

Date: 11/10/1969

General Securities Principal Examination

Current Firm

FIRST ADVISORS NATIONAL, LLC

FIRST ADVISORS NATIONAL, LLC | FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC

CRD#: 166212 / SEC#: 801-77440

RIA

Registered Investment Advisory firm - (12/18/2012 Approved)

Georgia

Registered Investment Advisory firm - (3/22/2013 Terminated)

Illinois

Registered Investment Advisory firm - (1/22/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (3/22/2013 Terminated)

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Contact information

Main Address

1372 Peachtree Street Ne, Atlanta, GA 30309

Mailing Address

Phone number

+1 (855) 326-7427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAN ADVISORS FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,207
AUM (Assets Under Management)	$ 501,113,212

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul S. Patterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Steven Patterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTITUTE FOR WEALTH ADVISORS, INC.

BRASWELL WEALTH MANAGEMENT LLC

MARINER FINANCIAL SERVICES, INC.

STONEX SECURITIES INC.

RETIREMENT INVESTMENT GROUP

CAPITAL INVESTMENT GROUP, INC.

FIRST MONTAUK SECURITIES CORP.

SECURITIES GROUP OF NORTH AMERICA, INC.

PLANVEST CAPITAL CORPORATION

INVESTORS BROKERAGE SERVICES, INC.

PILOT FINANCIAL SERVICES, INC.

FSC SECURITIES CORPORATION

LOWRY FINANCIAL SERVICES CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

CORNERSTONE FINANCIAL SERVICES, INC.

E. F. HUTTON & COMPANY INC

CONTINENTAL PACIFIC CAPITAL CORPORATION

SHEARSON, HAMMILL & CO., INCORPORATED

JOHN L. HAWKINS & CO., INC.

REYNOLDS SECURITIES, INC.

CONSOLIDATED SECURITIES CORP

Primary Firm SEC Registration

FIRST ADVISORS NATIONAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/2010

Series 63

Date: 5/14/1981

Series 1

Date: 11/28/1966

Series 00

Date: 11/10/1969

Current Firm

FIRST ADVISORS NATIONAL, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST ADVISORS NATIONAL, LLC

TRUST BUT VERIFY

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