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Joseph Michael Burke

CRD# 35792·Registered 1970 - 2019
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Michael Burke was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1970 - 2019. Joseph had worked at 7 firms and has passed the Series 63, SIE, PC, Series 1, Series 24, Series 4 and Series 12 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

Past

C2M SECURITIES, LLCPast·CRD# 38924
BD
Saline, MI
October 9, 1995 - November 6, 2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025
BD
St. Louis, MO
May 26, 1995 - October 17, 1995
KEYBANC CAPITAL MARKETS INC.Past·CRD# 566
BD
Cleveland, OH
April 16, 1992 - June 7, 1995
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - April 29, 1992
PRESCOTT, BALL & TURBEN, INC.Past·CRD# 7656
BD
January 30, 1989 - September 4, 1990
SMITH, HAGUE & CO., INCORPORATEDPast·CRD# 777
BD
December 22, 1972 - January 30, 1989
RONEY & CO. L.L.C.Past·CRD# 900
BD
July 30, 1970 - January 11, 1973

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Current Firm

CS
C2M SECURITIES, LLC

C2M SECURITIES, LLC | STRATEGIC CAPITAL INVESTMENTS, LLC

CRD#: 38924 / SEC#: 8-48466
BD
Terminated by SEC on 03/03/2026

Contact Information

Established

Michigan since 06/02/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL2MARKET HOLDINGS, LLCHOLDING COMPANY—
MACLAUGHLIN, VICTOR JAMES IIICEO, CCO6047058
CUCCIA, GARY JOHNFINOP1386493

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

PC — AMEX Put and Call Exam

Passed Aug 1977

Series 1 — Registered Representative Examination

Passed Jul 1969

Series 24 — General Securities Principal Examination

Passed Jun 1995About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1980About the Series 4 exam

Series 12 — NYSE Branch Manager Examination

Passed Apr 1974

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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