Hubert W. Patterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hubert Wine Patterson, who also goes by Bert Patterson, Hubert W Patterson, was a registered financial professional .
Hubert is a previously registered financial professional and started their career in finance in 1969. Hubert had worked at 8 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 1995 - April 28, 1999
MULTIPLAN INVESTMENTS, INC.
September 17, 1993 - December 9, 1994
CORNA SECURITIES, INC.
November 19, 1989 - October 4, 1993
OSAIC WEALTH, INC.
June 26, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 28, 1982 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 15, 1982 - June 23, 1987
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 15, 1982 - July 1, 1987
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 15, 1982 - July 1, 1987
OSAIC FA, INC.
July 25, 1969 - September 13, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/19/1969
Registered Representative ExaminationCurrent Firm
MULTIPLAN INVESTMENTS, INC.
CRD#: 16890 / SEC#: , 8-34664
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
