John J. Burke
Professional summary
John Joseph Burke JR, who also goes by John J Burke Jr, is a registered financial advisor currently at TOTAL WEALTH PLANNING AND MANAGEMENT, INC. located in Ponte Vedra, Florida.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. John has worked at 12 firms and has passed the Series 65, Series 63, PC, Series 5, Series 1, Series 4, Series 12 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Burke JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2020 - Present
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
August 24, 2004 - December 31, 2020
STARBOARD ASSET MANAGEMENT, INC.
May 6, 2004 - July 13, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 18, 1995 - April 2, 2004
CITIGROUP GLOBAL MARKETS INC.
May 12, 1995 - April 2, 2004
CITIGROUP GLOBAL MARKETS INC.
April 15, 1988 - May 16, 1995
PRUDENTIAL EQUITY GROUP, LLC
November 3, 1987 - April 21, 1988
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 3, 1987
LEGG MASON MASTEN INC.
July 9, 1985 - October 30, 1987
LEGG MASON WOOD WALKER, INCORPORATED
January 28, 1982 - July 15, 1985
MOSELEY SECURITIES CORPORATION
September 15, 1978 - February 2, 1982
LEHMAN BROTHERS INC.
February 12, 1975 - October 8, 1978
BOENNING & SCATTERGOOD, INC.
September 21, 1970 - March 20, 1975
ELKINS & CO.
January 20, 1970 - June 13, 1971
ARTHUR R HEFREN CO
Primary Firm SEC Registration
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
CRD#: 166664 / SEC#: 801-113167
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/21/2024)
(11/25/2020)
Exams
PC
Date: 11/17/1988
AMEX Put and Call ExamSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 1
Date: 12/13/1965
Registered Representative ExaminationSeries 12
Date: 1/10/1980
NYSE Branch Manager ExaminationSeries 00
Date: 1/12/1970
General Securities Principal ExaminationCurrent Firm
TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
CRD#: 166664 / SEC#: 801-113167
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,264 |
| AUM (Assets Under Management) | $ 203,935,965 |
Red Flags
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