John J. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Burke JR, who also goes by Jack Burke Jr, John Joseph Burke, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1963. John had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 1, Series 4, Series 00 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2016 - August 1, 2019
INVERNESS SECURITIES, LLC
April 9, 2013 - December 31, 2015
SAFEGUARD SECURITIES, INC.
December 18, 2009 - June 7, 2022
ANCORA ADVISORS LLC
November 4, 2009 - June 26, 2017
AMERICA NORTHCOAST SECURITIES, INC.
March 13, 2009 - November 12, 2009
RBC CAPITAL MARKETS, LLC
March 13, 2009 - November 12, 2009
RBC CAPITAL MARKETS, LLC
November 22, 2002 - March 13, 2009
FERRIS, BAKER WATTS, LLC
July 23, 2001 - March 13, 2009
FERRIS, BAKER WATTS, LLC
June 18, 1998 - August 7, 2001
RAYMOND JAMES & ASSOCIATES, INC.
May 11, 1998 - September 25, 1999
RONEY & CO.
October 6, 1988 - May 11, 1998
RONEY & CO. L.L.C.
July 2, 1984 - September 16, 1988
MORGAN STANLEY DW INC.
September 12, 1978 - June 27, 1984
UBS FINANCIAL SERVICES INC.
April 11, 1963 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationSeries 1
Date: 4/2/1963
Registered Representative ExaminationSeries 00
Date: 9/23/1971
General Securities Principal ExaminationSeries 12
Date: 9/3/1968
NYSE Branch Manager ExaminationCurrent Firm
INVERNESS SECURITIES, LLC
CRD#: 129914 / SEC#: , 8-66278
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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