Jerome U. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Underhill Burke was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1969. Jerome had worked at 13 firms and has passed the Series 63, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2002 - December 10, 2002
VOSS & CO., INC.
February 7, 1999 - February 15, 2002
DISCOVERY SECURITIES INC.
April 15, 1996 - September 6, 1996
STUART STONE & CO., LLC
February 8, 1995 - January 17, 1996
BUTTONWOOD SECURITIES, INC.
March 2, 1994 - December 21, 1994
VANGUARD EQUITIES, INC.
May 3, 1993 - August 24, 1993
G.R. STUART & COMPANY, INC.
April 11, 1992 - June 16, 1993
MUTUAL FUND EXECUTION SERVICES, INC.
May 9, 1989 - February 7, 1990
JONATHAN ALAN & CO., INC.
September 16, 1977 - December 22, 1983
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
January 23, 1976 - March 9, 1990
UNDERHILL ASSOCIATES, INCORPORATED
February 6, 1973 - August 27, 1976
HALSEY, STUART & CO., INC.
September 22, 1969 - February 12, 1973
SHIELDS & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/21/1967
Registered Representative ExaminationF04
Date: 10/17/1974
Financial Principal ExaminationSeries 40
Date: 10/4/1973
Registered Principal ExaminationCurrent Firm
VOSS & CO., INC.
CRD#: 6405 / SEC#: , 8-17380
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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